Category Archives: GLBA Compliance

FTC Safeguard Compliance, GLBA Compliance, SEC Security Policies

Security Policies for Regulation S-P: GLBA Data Privacy

Posted on by David Lineman
SEC Privacy S-P
09
Oct

In 2024 the SEC formally adopted updates to “Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information.” The rules apply to financial institutions that collect and manage nonpublic personal information about consumers (PII). First adopted in 2000, the privacy requirements have continually evolved and major updates were approved in 2024. The updated privacy […]

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acceptable use policy, GLBA Compliance, Social Networking

New Guidance Requires Social Media Security Policies

Posted on by David Lineman

In January 2013, the Federal Financial Institutions Examination Council (FFIEC) posted a set of proposed guidelines for financial institutions to maintain compliance in the world of social media.   The document entitled “Social Media: Consumer Compliance Risk Management Guidance,” includes a number of specific recommendations for financial institutions that must protect customer information.  The FFIEC security […]

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