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11
JUN
2016

Information Security Policy Lessons from Recent SEC Actions

Many financial services firms are currently building programs to comply with the information security requirements of the Securities and Exchange Commission (SEC). In this article we discuss some key information security policy and compliance lessons that organizations can learn...
17
MAY
2016

SEC Affirms the Need for Custom Security Policies

The Securities and Exchange Commission (SEC) has been increasing its focus on the cyber security program of registered firms. In a recent SEC action, the SEC has highlighted an important point:  That firms must show that they have worked to customize information security policies...