In February 2022 the Securities and Exchange Commission (SEC) voted to enhance the cyber security requirements for registered investment advisers (including registered investment companies and investment funds). The proposed SEC cyber risk management rules would require advisers and funds to adopt and implement a program with written cybersecurity policies and procedures designed to address cybersecurity […]
Category Archives: SEC Security Policies
Many financial services firms are currently building programs to comply with the information security requirements of the Securities and Exchange Commission (SEC). In this article we discuss some key information security policy and compliance lessons that organizations can learn and adopt for their own programs. In 2016 the SEC has increased its focus on cyber […]