In May 2024 the U.S. Securities and Exchange Commission (SEC) adopted amendments to its Regulation S-P, adding to the cyber security requirements for registered investment advisers (including registered investment companies and investment funds. The final SEC cyber risk management rules require advisers and funds to adopt and implement a program with written cybersecurity policies and […]
Category Archives: SEC Security Policies
Many financial services firms are currently building programs to comply with the information security requirements of the Securities and Exchange Commission (SEC). In this article we discuss some key information security policy and compliance lessons that organizations can learn and adopt for their own programs. In 2016 the SEC has increased its focus on cyber […]